Federal prosecutors on Monday charged longtime bond investor Ken Leech with fraud, alleging he cherry-picked a series of ...
SEC sues former Franklin Resources executive for cherry-picking trades, allegedly favoring certain portfolios and personally ...
The Justice Department and US Securities and Exchange Commission accused Leech, 70, of routinely waiting and assigning ...
For several years, Leech allegedly favored some clients in trade allocations, at the cost of others, amounting to $600 ...
At first blush, the US case against star bond trader Ken Leech centers on a quirk in procedures: The former co-chief ...
Former top investment officer at Franklin Templeton’s Western Asset Management is subject of criminal and civil cases ...
The SEC announced late Nov. 25 it had charged former Western Asset Management co-CIO Ken Leech with fraud. The SEC said in a ...
Leech was charged with investment advisor fraud and securities fraud, each of which carries a maximum sentence of 20 years in ...
The SEC sued Leech, alleging he allocated trades hours after executing them, often waiting until the end of the trading day ...
Ken Leech, the former co-chief investment officer for Western Asset Management Co, was accused by US authorities on Monday of ...
The SEC alleges Ken Leech engaged in a multi-year scheme to favor some clients over others through a practice known as ...